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Quasi-Normal Modes

Quasimodal expansion, perfectly matched layers, mode coupling, isospectral cavities and time-modulated media

Resonance is a central phenomenon in physics. Open resonators leak energy to their surroundings, so their resonances are quasi-normal modes (QNMs) with complex eigenfrequencies: the real part sets the resonant frequency and the imaginary part the decay rate. We compute these modes and expand fields on them to predict and design the spectral response of photonic structures.

Open resonators and quasimodal expansion

A bounded resonator has a discrete spectrum (real for lossless media). An open resonator also has a continuous spectrum of radiation modes, and resonances associated with complex eigenvalues (quasimodes). A complex change of coordinates builds perfectly matched layers that make the quasimodes and approximate radiation modes computable, but the transformed operator is no longer self-adjoint and classical modal expansion fails.

Complex frequency plane: guided modes as crosses on the real axis, a line from the origin rotated by angle phi below it, red dots for the leaky modes above that line and open circles for those still below it

Spectrum of an open waveguide truncated by perfectly matched layers (schematic). The PML rotates the continuous spectrum by an angle φ and reveals the leaky modes it sweeps past: these are the quasi-normal modes.

Phys. Rev. A 89, 023829 (2014)

Our quasimodal expansion method (QMEM) solves this with an adjoint eigenvalue problem whose eigenvectors are biorthogonal to those of the initial problem. Expanding the scattered field on this complete set gives a reduced order model whose modal coefficients show unambiguously how each mode is excited as the incidence changes. We applied it to nanoparticles and diffraction gratings, and it proved extremely efficient for computing the local density of states.

Absorption cross section against wavelength from 9 to 11 µm: a black reference curve with a plateau near 1.6 µm; grey squares for M = 5 overshoot it, triangles for M = 10 sit slightly off and red circles for M = 50 lie on it

Absorption cross section of a triangular rod. The quasimodal expansion converges to the full-wave reference as the number of modes M grows, and matches it across the band with M = 50.

Phys. Rev. A 89, 023829 (2014)
Two identical heat maps of the local density of states around a triangular rod outlined in black, with five bright lobes inside the triangle

Local density of states around the same rod at λ = 10.2 µm, (a) computed point by point and (b) rebuilt from 500 quasimodes. The maps match, and once the modes are known the expansion takes about a second instead of one full-wave solve per point.

Phys. Rev. A 89, 023829 (2014)

Related article

  • B. Vial, F. Zolla, A. Nicolet, and M. Commandré, Quasimodal expansion of electromagnetic fields in open two-dimensional structures. Phys. Rev. A 89(2):023829, (2014) DOI

Perfectly matched layers and leaky modes

Computing quasimodes with the finite element method requires truncating the domain without reflecting outgoing waves. Within transformation optics, perfectly matched layers (PML) are a complex-valued change of coordinates, and they provide the operator extensions that the quasimode analysis of open problems requires. We used them for leaky modes in open dielectric waveguides and for the spectral analysis of diffraction gratings.

Near grazing angles (Wood’s anomalies), PML with a constant stretching coefficient fail to absorb the diffracted orders. Our adaptive PML tailors the coordinate stretching to both the incident field and the grating parameters, and absorbs these orders efficiently in a finite element scheme.

  • B. Vial, F. Zolla, A. Nicolet, M. Commandré, and S. Tisserand, Adaptive perfectly matched layer for Wood’s anomalies in diffraction gratings. Opt. Express 20(27):28094, (2012) DOI
  • A. Nicolet, F. Zolla, B. Vial, G. Demésy, and M. Commandré, Perfectly matched layers via transformation electromagnetism for the computation of quasi-modes. International Conference on Electromagnetics in Advanced Applications (2012) DOI
  • E. Popov (ed.), Gratings: Theory and Numeric Applications. AMU (PUP), Marseille (2012) HAL

Quantum electrodynamic cavities

The same quasimodal tools apply to the high-Q microwave cavities of cavity quantum electrodynamics. We computed the quasimodes of the Haroche QED cavity with a 3D finite element model. We also modeled absorption by the cavity walls as photons tunneling out of an internal mode, expressed it in terms of a quantum jump operator, and estimated with classical methods the photon survival time and the quality factor of the mirrors.

  • V. Debierre, G. Demésy, T. Durt, A. Nicolet, B. Vial, and F. Zolla, Absorption in quantum electrodynamic cavities in terms of a quantum jump operator. Phys. Rev. A 90(3):033806, (2014) DOI
  • B. Vial, G. Demésy, F. Zolla, and A. Nicolet, 3D FEM Quasimodal Analysis of the Haroche QED Cavity. COMPUMAG (2013)

Coupling model and mode hybridization

When two open resonators interact, their modes hybridize. We expressed the modes of the coupled system as linear combinations of the modes of the individual particles, which leads to a generalized eigenvalue problem with small dense matrices. For a dimer of dielectric rods with rectangular cross section, the model agrees closely with full-wave finite element simulations, and a simplified version with a few modes shows how the relative position of the two resonators drives the coupling. The approach opens the way to the systematic design of resonances in more complex systems, for sensing, antennas and spectral filtering.

Two stacked charts of the real and imaginary parts of four coupled-mode frequencies against the normalized gap, with circles from the coupling model lying on the full-wave lines

Complex frequencies of the four coupled modes of a dimer of rods as the gap d/Lx grows: (a) real part, (b) imaginary part. The coupling model with four modes per rod (circles) follows the full-wave results (lines). Dashed lines mark the modes of a single rod.

J. Opt. 18, 115004 (2016)

Related article

  • B. Vial, and Y. Hao, A coupling model for quasi-normal modes of photonic resonators. J. Opt. 18(11):115004, (2016) DOI

Isospectral open cavities and gratings

Ultra-thin metasurfaces often rely on open cavities that must resonate at precise, often low, frequencies while staying physically compact. With S. Cominelli, a visiting PhD student from Politecnico di Milano whom I co-supervised at Imperial College London, we developed a method to twin a reference cavity with a smaller or larger one so that both share the same complex eigenfrequencies. We paid special attention to leaky modes whose imaginary part is orders of magnitude below the real part, and extended the twinning to gratings with Floquet-Bloch conditions along one direction and PML along the other, where the eigenfrequencies also depend on the Bloch wavenumber. Finite element simulations illustrate and quantify the isospectral behavior throughout.

Related article

  • S. Cominelli, B. Vial, S. Guenneau, and R. V. Craster, Isospectral open cavities and gratings. Proc. R. Soc. A 480, 20230853 (2024) DOI

Quasinormal modes of Floquet media slabs

Time-modulated media enable the dynamic control of electromagnetic waves through non-Hermitian wave-matter interactions, but they call for new theoretical tools. We bridge photonic QNMs and time-varying metamaterials: for slabs with time-periodic permittivity, we solve the associated nonlinear eigenvalue problem and derive a QNM expansion that captures the resonant features of the system. This reduced order model computes scattered fields very efficiently and shows how the modulation couples to resonant modes, which enables tailored gain and loss. We use it to design excitations that selectively amplify or suppress specific modal contributions.

Three stacked panels of reflection and transmission against normalized frequency for harmonics q = -1, 0 and 1, with direct and QNM curves on top of each other

Reflection (R) and transmission (T) of a time-modulated slab in the Floquet harmonics q = −1, 0 and +1. The QNM expansion (dashed) reproduces the direct calculation (solid), and the numbered lines mark the modes.

Phys. Rev. B 112, 214201 (2025)

Related article

  • B. Vial and R. V. Craster, Quasinormal modes of Floquet media slabs. Phys. Rev. B 112, 214201 (2025) DOI
  • B. Vial, pytmod: Time modulated wave solver (2025) github

Elastic waves

The QNM framework also extends to flexural waves in thin plates and to topological edge states: see Elastic and Acoustic Waves.